SEC Settlement with the Fund

SEC Complaint

Fund’s Statement Regarding SEC Settlement

Judgment on Consent

Consent Judgement dated November 17, 2022

Special Master Order dated January 10, 2023

Special Master’s Proposed Amended Distribution Plan (Notice and Plan, with exhibits)

Special Master’s Proposed Amended Distribution Plan (Notice and Plan, without exhibits)

Order Approving Special Master's Amended Distribution Plan dated March 26, 2024

Shareholder Notice Regarding Fourth Interim Distribution, dated April 2, 2024

Documents Concerning the Proposed Class Action Settlement Against the Fund and Other Parties

In re Infinity Q – Affirmation of Philip Kim

In re Infinity Q – Amended Stipulation of Settlement (with exhibits)

In re Infinity Q – Proposed Order to Show Cause

Dominus v. Infinity Q – Affirmation of Philip Kim

Dominus v. Infinity Q – Amended Stipulation of Settlement (with exhibits)

Dominus v. Infinity Q – Proposed Order to Show Cause
 

Other Documents

IRS Form 8937 – 2023, dated December 14, 2023

IRS Form 8937 - 2022, dated December 5, 2022

IRS Form 8937 - 2021, dated December 21, 2021

Shareholder Notice Regarding the Fourth Interim Distribution, dated April 4, 2024

Shareholder Notice Regarding Third Interim Distribution, dated December 5, 2023

Shareholder Notice Regarding the Second Interim Distribution, dated April 15, 2022

Shareholder Notice Regarding the Interim Distribution, dated November 8, 2021

Plan of Distribution November 8, 2021

Plan of Distribution Submitted to the SEC Staff for Review (Updated as of June 7, 2021)

Overview of Plan of Distribution Submitted to the SEC Staff and Frequently Asked Questions

Application for an Order Pursuant to Section 22(e)(3) of the Investment Company Act of 1940

Notice of Application and Temporary Order Under Section 22(e)(3) of the Investment Company Act of 1940, dated February 22, 2021

Asset Liquidation Plan of the Infinity Q Diversified Alpha Fund